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Title:Codes of Ethics for Historians, Archaeologists and Archivists
Date of publishing:July 29, 2010
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Codes of Ethics for Historians, Archaeologists and Archivists

 

 

  

Last updated on 11 January 2025


BACKGROUND
 
Antoon De Baets, "A Code of Ethics for Historians (proposal)", in Antoon De Baets, Responsible History (New York/Oxford: Berghahn Books, 2009), 188-196. For the book section, click here: [E]; for the book, click here: [E]
 
INTERNATIONAL

Association of Moving Image Archivists (AMIA), Mission Statement (incl. Code of Ethics) (s.d.) [E]
Concerned Archivists Alliance (CAA), Statement of Purpose (2017) [
E]
Council of Europe, Quality History Education in the 21st Century: Principles and Guidelines (2018) [
E][P]
Institute of Certified Records Managers (ICRM), Code of Ethics (s.d.) [
E]
International Association of Sound and Audiovisual Archives (IASA), The Safeguarding of the Audio Heritage: Ethics, Principles and Preservation Strategy (1997; 2001; 2005) [
E][F][G][Swedish
]
International Committee of Historical Sciences (ICHS/CISH), Constitution (1926; 1992; 2005) [
E][F]
International Federation of Film Archives (FIAF), Code of Ethics (1998) [
E][F][S]
International Federation of Library Associations (IFLA), IFLA Statement on Access to Personally Identifiable Information in Historical Records (2008, updated 2019) [
E
]
International Council on Archives (ICA),Constitution  (2012) [
E][F][S]
——, Code of Ethics(1996) [
A][C][D][E][F][G][I][P][R][S][Basque] [Danish][Dutch/Flemish] [Galician] [Greek] [Hungarian] [Japanese] [Norwegian] [Polish] [Romanian] [Serbian] [Slovenian][Swedish]
——, Declaration on the Reclassification of Documents and Limitation to Their Access (2022) [
E]
——, Guiding Principles for Safe Havens for Archives at Risk (2019): draft (2018) [
E]; commentaries on draft (2018) [E]; final text (2019) [E]; commentary on final text (2020) [E]
, Questionnaire on the ICA Code of Ethics: Results and Recommendations (2008) [
E][F][S]
, (Executive Committee), The View of the Archival Community on Settling Disputed Archival Claims (1995) [
E]
, Universal Declaration on Archives, Draft (2009) [
E]; Final version (2010): [A][C][E][F][S]
, (Committee on Best Practices and Standards / Working Group on Access), Principles of Access to Archives, Draft (2011): [
E][F][S]; Definitive version (2012): [E][F]
, Basic Principles on the Role of Archivists and Record Managers in Support of Human Rights, Draft (2014): [
E][F][S]; comment by Centre for Law and Democracy (2015) [E]; Final version (2016): [E][F][S]
, (with International Federation of Library Associations, IFLA), IFLA-ICA Statement on Privacy Legislation and Archiving (2020) [
E]
, Principles for Archives and Records Legislation: Draft (2004) [
E]
International Students of History Association (ISHA), Code of Conduct (s.d. [2021?]) [
E
]
International Union for Prehistoric and Protohistoric Sciences (UISPP), Constitution (2011) [
E][F]
United Nations, Vienna Convention on Succession of States in Respect of State Property, Archives and Debts (1983) [This convention never entered into force.][
E][F]
, Rule-of-Law Tools for Post-Conflict States: Archives (2015) [
E]
, High Commissioner for Human Rights, Report on Archives as Means to Guarantee the Right to the Truth (2011) [
E][F][S]
UNESCO, Recommendation on International Principles Applicable to Archaeologocial Excavations (1956) [
E]
, Model Bilateral and Multilateral Agreements and Conventions concerning the Transfer of Archives (1981) [
E]
World Archaeological Congress (WAC), Statutes (1990, amended 2013) [
E]
, First Code of Ethics (1990); The Vermillion Accord on Human Remains (1989); The Tamaki Makau-rau Accord on the Display of Human Remains and Sacred Objects (2006); Code of Ethics For The Amazon Forest Peoples (1994) [
E]
, The WAC Dead Sea Accord: On the Protection of Cultural Property in the Event of Armed Conflict (2014) [
E
]

CONTINENTAL AND NATIONAL

Argentina
Asociación de arqueólogos profesionales de la República Argentina (AAPRA), Proyecto de código de ética profesional (s.d.) [
S]
, Proyecto de estandares de la práctica professional (s.d.) [
S
]

Australia
Australian Archaeological Association (AAA), Code of Ethics (s.d.; 2004) [
E]
Australian Association of Consulting Archaeologists (AACAI), Code of Ethics (s.d.; 2003) [
E]
Australian Council of Professional Historians Associations (ACPHA), Code of Ethics and Professional Standards for Professional Historians in Australia (June 2001) [
E]; (August 2001) [E]; (2006) [E]; (2015) [E]
           Superseded Codes of ACPHA Member Associations:
              * 
New South Wales, Code of Practice (1999) [
E]
              * Queensland, Code of Practice (1990) [
E]
              * Western Australia, Code of Practice (1989-2004) [
E]
Australian Historical Association (AHA), Code of Conduct (2003; 2006) [
E]; (2010) [E]
AHA Code of Ethics (no date) [
E]
Australasian Institute for Maritime Archaeology (AIMA), Code of ethics ([1985 or 1986]; 2004) [
E]
Australian Library and Information Society (ALIA), Aboriginal and Torres Strait Islander Protocols for Libraries, Archives and Information Services (1995) [
E]
Australian Society for Archivists (ASA), ASA Code of Ethics (1993) [
E
]
Oral History Association of Australia, (OHAA), Guidelines of Ethical Practice (1993; s.d. [2007]) [
E
]

Austria
Oberösterreichische Landesarchiv (OÖLA),Leitbild für Archivare(s.d.) [
G]

Canada
Association des archivistes du Québec (AAQ), Code de déontologie (s.d.; 2005) [F]
, La Déclaration québécoise sur les archives (2006) [Catalan][E][F][S]
Association of Canadian Archivists (ACA), Code of Ethics (s.d.; 1999) [E]
Association canadienne d’archéologie (ACA), Déontologie archéologique (s.d.) [F]
, Énoncé de principes d’éthique touchant les Autochtones (s.d.) [F]
Canadian Archaeological Association (CAA), Principles of Ethical Conduct (s.d) [E]
, Statement of Principles for Ethical Conduct Pertaining to Aboriginal Peoples (1996) [E]
Canadian Association for Conservation of Cultural Property (CAC) & Canadian Association of Professional Conservators (CAPC/ACRP), Code of Ethics and Guidance for Practice / Code de déontologie et Guide du praticien (1986; 1989; 2000) [E][F]
Canadian Association of Professional Heritage Consultants (CHPAC), Association canadienne d’experts-conseils en patrimoine (ACECP), Code of Professional Conduct & Ethics/ Code professionel et déontologie (s.d.) [E][F]
Canadian Historical Association / Société historique du Canada, Statement on Research Ethics [2011] [E][F]; no date [E]
Library and Archives Canada, Code of Conduct: Values and Ethics (2012) [E] ♦ Public Statement jointly issued by Association des archivistes du Québec, Association of Canadian Archivists, and Canadian Council of Archives concerning this code (2013) [E][F]
 
Europe
EUROCLIO, Manifesto on High Quality History, Heritage and Citizenship Education: 15 Principles for the Recognition of the Distinctive Contribution of History to the Development of Young People (2013) [Albanian][Arabic][E][Finnish][Hungarian][Japanese][R]
European Archives Group (EAG), Guidance on Data Protection for Archive Services (EAG Guidelines on the Implementation of the General Data Protection Regulation in the Archive Sector): draft [E]
European Confederation of Conservator-Restorers’ Organizations (ECCO), E.C.C.O. Professional Guidelines (2002) [E]
European Network Remembrance and Solidarity (ENRS), Guidelines for International Discourse on History and Memory [E]
European Association of Archaeologists (EAA), EAA Code  of Practice (1997) [E][G][I][Polish] [Romanian][S]
, EAA Principles of Conductfor Archaeologists Involved in Contract Archaeological Work (1998) [E][G][I][S]
 
France
Association des Archivistes Français (AAF) Code de déontologie (1996) [F]
 
Ireland
Institute of Archaeologists of Ireland (IAI), Code of Professional Conduct (2006) [E]
, Code of Conduct for Archaeological Assessment Excavation (2006) [E]
, Code of Conduct for Archaeological Monitoring (2006) [E]
, Code of Conduct for Treatment of Archaeological Objects(2006) [E]
, Code of Conduct for Treatment of Human Remains (2006) [E]
Irish Association of Professional Archaeologists (IAPA),Guidelines for Archaeologists (2000) [E]
 
Israel
Emek Shaveh, Professional and Ethical Guidelines (s.d.) [E]
 
Italy
Codice di deontologia e di buona condotta per i trattamenti di dati personali per scopi storici / Code of conduct and professional practice regarding the processing of personal data for historical purposes(2001) [E][I] ♦ replaced by: Regole deontologiche per il trattamento a fini di archiviazione nel pubblico interesse o per scopi di ricerca storicaDeontological rules for the processing [of personal data] for archiving purposes in the public interest and for historical research purposes (2018)[I]
Journal "Storia della Storiografia / History of Historiography", Codice Etico (2017) [I] Ethic Code [E]
 
Netherlands
Koninklijke Nederlandse Academie voor Wetenschappen (KNAW; Royal Netherlands Academy of Arts and Sciences), Richtlijnen voor historisch-wetenschappelijk onderzoek in opdracht (Principles for Commissioned Historical Research) (2007) [D]
Koninklijk Nederlands Historisch Genootschap (KNHG), Position Paper Werkgroep Beroepsethiek (2016) [D]
, Beroepsnormen voor historici (Professional Standards for Historians) (2023) [E]
Koninklijke Vereniging van Archivarissen in Nederland (KVAN), Beroepscode voor archivarissen (1997) [D]
Nederlandse Vereniging van Archeologen (NVvA), Het handvest (1995) [D]
,Gedragscode voor beroepsarcheologen van de NVvA (2001) [D]
Nederlandse Vereniging van Restauratoren (Dutch Association of Professional Restorers) (VeRes) Code of Ethics (1992; 2003) [E]
 
New Zealand
Archives and Records Association of New Zealand (ARANZ), Code of Ethics for the Archives and Records Association of New Zealand (s.d.) [E]
National Oral History Association of New Zealand (NOHANZ), Code of Ethical and Technical Practice (2001) [E]
New Zealand Archaeological Association (NZAA), Code of Ethics (1993) [E] (1996, 1999) [E]
Professional Historians Association of New Zealand/ Aotearoa (PHANZA), Code of Practice (1998) [E]
 
Perú
Colegio professional de arqueólogos del Peru (COARPE), Código de ética (2005) [S]
 
Poland
Dobre praktyki w procedurach recenzyjnych w nauce  ["Good practices for review procedures in science"] (2011) [Polish]
 
Portugal
Associação Portuguesa de Bibliotecários, Arquivistas e Documentalistas (APBAD) Código de ética (1999) [P]
 
Slovakia
Slovenský archív sociálnych dát (Slovak Archive of Social Data) (SASD), Etický kódex Slovenského archívu sociálnych dát (s.d.) [Slovak]
 
South Africa
Center for Popular Memory, Interview Ethics (s.d.) [E]
Oral History Association of South Africa (OHASA), Outline of a Code of Ethics for Oral History Practitioners in South Africa [draft] (2007) [E]
San Code of Research Ethics (2017) [E]
 
Spain
Associació d'Arxivers de Catalunya (Archivists Association of Catalonia), Code of Ethics of Catalan Archivists (s.d.) [Catalan][E][S]
 
Switzerland
Association suisse de conservation et restauration/Schweizerischer Verband für Konservierung und Restaurierung (SCR/SKR), Berufsbild und Ehrenkodex / Définition de la profession et code de déontologie (2005) [F][G][I]
Schweizerische Gesellschaft für Geschichte (SGG), Ethik-Kodex / Grundsätze zur Freiheit der wissenschaftlichen historischen Forschung und Lehre (2004) [G]
Société suisse d’histoire (SSH), Code d’éthique / Principes de la liberté de la recherche et de l’enseignement scientifiques de l’histoire (2004) [F]
Verein Schweizerischer Archivarinnen und Archivare (VSA) / Association des Archivistes suisses (AAS) / Associazione degli archivisti svizzeri (AAS) / Uniun da las archivarias e dals archivaris svizzers (UAS), Code of Ethics for Archivists (1998) [E][F][G][I]
 
United Kingdom
Archives and Records Association (formerly: Society of Archivists), Code of Conduct (1994) [E]
Institute of Conservation (ICON), Code of Ethics and Rules of Practice (2002; 2007) [E]
Institute of Field Archaeologists (IFA), Code of Approved Practicefor the Regulation of Contractual\ Arrangements in Field Archaeology (1990; 1993; 1994; 1995; 1997; 1998; 2000; 2002) [E]
, Code of Conduct (1985; 1988; 1993; 1994; 1995; 1996; 1997; 2000; 2002; 2006; 2007) [E]
Lord Chancellor’s Code of Practice on the Management of Records under Section 46 of the Freedom of Information Act 2000 (2002) [E]
National Archives of Scotland, Data Protection Code of Practice on Archival Information (2010) [E]
Oral History Society (OHS), Ethical Guidelines (s.d.) [E]
, Copyright and Ethics (2003) [E]
(Allen Ward), Is Your Oral History Legal and Ethical (s.d.) [E]
Royal Historical Society, Statement on Ethics (2004) [E] (2015) [E]
, Statement on Good Practice for Historians (no date [2022?]) [E]
Society of Qualified Archivists, Code of Ethics (2004) [E]
Standing Conference on Archives and Museums (SCAM), A Code of Practice on Archives for Museums and Galleries in the United Kingdom  (1990; 2002) [E]
 
United States
Academy of Certified Archivists (ACA) The 2003 Role Delineation Statement Revision (2003) [E]
ALA-SAA Joint Statement on Access to Original Research Materials and Manuscript Repositories in Libraries, Archives and Manuscript Repositories(1979) [E]
American Association for State and Local History (AASLH), Statement of Professional Standards and Ethics (2002) [E] (2007) [E]
American Historical Association (AHA), Report of the AHA Committee on the Rights of Historians (1974) [E]
——, Statement on Standards of Professional Conduct: 1974 [E]; 1987; 1990 [E]; 1995; 1996; 1999 [E]; 2000; 2001; 2003 [E]; 2005 [E]; 2011 [E]; 2019 [E]; 2023 [E]
——, Guidelines for the Professional Evaluation of Digital Scholarship by Historians (2015) [E]
——, Guidelines for the Incorporation of the Scholarship of Teaching and Learning in the Work of the History Profession (2019) [E]
——, Guidelines on Broadening the Definition of Historical Scholarship (2023) [E]
American Institute for Conservation (AIC), Code of Ethics and Guidelines for Practice (1979) [E]; (1985); (1994) [E]
Archaeological Institute of America (AIA), Code of Ethics, 1990 [E]; 1997 [E]
—, Code of Professional Standards,1994 [E]; 1997 [E]
—, Resolutions on Illicitly Excavated Artifacts, 1973 [E]
California Committee for the Promotion of History (CCPH), Standards of Professional Conduct (2006) [E]
College Art Association (CAA), A Code of Ethics for Art Historians and Guidelines for the Professional Practice of Art History (1973‒75; 1995) [E] Also on http://www.collegeart.org: Guidelines for Curatorial Studies Programs (2004); CAA Statement on the Importance of Documenting the Historical Context of Objects and Sites (2004); CAA Standards for Retention and Tenure of Art Historians (2002; 2005; 2007); CAA Standards for Peer Review (2003)
First Archivists Circle, Protocol for Native American Archival Materials ([2007]) [E]
History Relevance Campaign, The Value of History ([2015]) [E]
National Council on Public History (NCPH), NCPH Ethics Guidelines (1986) [E]; (2007) [E]; (2008) [E]; 2012 [E]
Oral History Association (OHA), Oral History Evaluation Guidelines, 1989; (1996) [E]; (2000) [E]; Principles and Best Practices for Oral History (2009) [E]; (2018) [E]; Principles and Best Practices Glossary [E]; Oral History Best Practices [E]; Statement on Ethics [E]; Core Principles [E]
Organization of American Historians (OAH), Professional Integrity and the OAH, (2003) [E]
Register of Professional Archaeologists (RPA) Code of Conduct (1976) [E]
—, Standards of Research Performance (1976; 2005) [E]
Society for American Archaeology (SAA), Principles of Archaeological Ethics (1996; 2004) [E] (revision 2016) [E]; Task Force on Revisions: report (2018) [E]
—, Standards for Access and Appraisal of Gifts (1973)[E]
—, Statement Concerning the Treatment of Human Remains (2021) (draft) [E][S]
Society of American Archivists (SAA) Code of Ethics for Archivists (1980); (1991) [E]; (1991 with commentary) [E]; (1992) [E]; (2005) [E]; Core Values Statement (2011) and Code of Ethics (2012) [E] (alternative version [E])
Society for Historical Archeology (SHA), Ethical Principles of the Society for Historical Archaeology (2003) [E]
Society for History in the Federal Government (SHFG), Principles and Standards for Federal Historical Programs (s.d.) [E]
University of Chicago History Departement, Statement from the Senior Members of the Department (2017) [E]; Mission Statement on Diversity, Inclusion and Equity (2017) [E]
 
GENERAL CODES OF ETHICS
 
BASIC
UNESCO, Declaration on Science and the Use of Scientific Knowledge (1999) [E][F][S]
—, Recommendation Concerning the Status of Higher-Education Teaching Personnel (1997) [E][F][S]
—, Recommendation on the Status of Scientific Researchers (1974) [E][F]
—, Recommendation concerning the Status of Teachers (1966) [E][F]
—, Recommendation on Science and Scientific Researchers (2017) [E]
Magna Charta Universitatum (1988) [E][F][S]; (2020) [E]
 
OTHER
2019: Global Forum on Academic Freedom, Institutional Autonomy, and the Future of Democracy, Declaration [E]
2012: Global Research Council, Statement of Principles for Scientific Merit Review [E]
2006: Council of Europe,Academic Freedom and University Autonomy (1) Recommendation 1762 [E]; (2) Report Doc. 10943 [E]
2006: Baghdad-Amman Declaration on Academic Freedom in Iraqi Universities [E]
2005: SAR, Scholars at Risk Founding Statement [E]
2004: Amman Declaration on Academic Freedom and the Independence of Institutions of Higher Education and Scientific Research [E]
2001: NEAR, Statement of the Network for Education and Academic Rights [E]
2001 / 2004: Education International, Declaration on Professional Ethics [E][F][G][S]
1998: UNESCO, The World Declaration on Higher Education for the Twenty-First Century ([E]
1998: International Association of Universities, Statement on Academic Freedom, University Autonomy and Social Responsibility [E]
1995: Genoa Declaration on Science and Society [E]
1992: Sinaia Statement on Academic Freedom and University Autonomy [E]
1990: Kampala Declaration on Intellectual Freedom and Social Responsibility [E]
1990: Dar es Salaam Declaration on Academic Freedom and Social Responsibility of Academics [E]
1988: Declaration on Academic Freedom and Autonomy of Institutions of Higher Education [E]
1966: Statement on Professional Ethics [revised 1987, 2009] [E]
1940: American Association of University Professors,The 1940 Statement of Principles of Academic Freedom and Tenure with 1970 Interpretive Comments [E]